The Mooch takes Dealey Plaza

This week on The Rest is History Club bonus episodes Dominic Sandbrook hosted Anthony Scaramucci, whom you might—might—remember as Donald Trump’s White House communications director for a week and a half in 2017. They talk through presidential history and their picks for the best of the lot. Despite my disagreeing with a lot of their choices it’s a generally fun conversation and Scaramucci is a smooth talker with a certain oily New York charm, like an ingratiating mid-tier Corleone enforcer who desperately wants you to know how many Douglas Brinkley books he’s read.

In the course of discussing JFK, Sandbrook teased that Scaramucci disagrees with the conclusions Sandbrook and Tom Holland laid out in their excellent series on Oswald and the Kennedy assassination. After a bit of puffing insinuation—“Remember I was in the White House, so I’m not really at liberty to talk about it,” as if the staffer who holds press conferences is going through highly classified FBI files in his off hours—Scaramucci says:

“But I would just ask you to look at the Zapruder film very closely—look at those three or four frames—and you tell me where the shot came from. Okay? Take a look. And if you believe the ‘magic bullet’ theory—”

Okay. The shot came from behind. Take a look at the Zapruder film however closely you want, but that’s not going to transform what you see in frame 313 into anything other than an exit wound.

Most of the Kennedy assassination conspiracy theories, for me, founder upon a few immovable physical facts:

1. The first shot to strike Kennedy passed through him into Governor Connally. You can see both men react to the shot simultaneously in the Zapruder film.

2. No “magic” is necessary to explain the effects of that shot, as bullets do not move in straight lines, especially when passing through solid objects like human bodies. Read even a little bit about combat medicine and this should be obvious.

3. Regardless of which direction Kennedy’s head moves, the shocking head wound visible in the Zapruder film is an exit wound, meaning, again, that the bullet struck Kennedy from behind.

4. Shooting from behind was easier than the shot from the grassy knoll that Scaramucci and so many others either suggest or insist upon. A shooter on the grassy knoll would have to traverse left-to-right to hit a target moving across his line of fire. For a shooter above and behind Kennedy—in, say, the upper floors of the Texas School Book Depository—his target would be sitting almost motionless in his sights as the presidential limo moved down and away from him.

Argue all you like about Oswald, the Mafia, the Cubans, the CIA, or whatever, but no theory that contradicts these facts is credible.

I come down, like Sandbrook and Holland, firmly in the camp that it was Oswald acting alone in a politically motivated crime of opportunity, but I am willing to entertain some alternative that fits within the physical limits imposed by 1-4 above. For a detailed example worked out in fiction, see Stephen Hunter’s Bob Lee Swagger novel The Third Bullet. Hunter, who actually knows something about guns, ballistics, and marksmanship, posits a second shooter in the building across the street from the Texas School Book Depository firing along almost the same axis as Oswald, who is still in his historical position and still fires at Kennedy. I can’t remember who or what is behind this convoluted backup plan in Hunter’s story, but it works within the known facts.

I don’t believe it, but this is far more likely than whatever it is Scaramucci wants impressionable listeners to think he knows.

Circumlocution-using people

Two relevant entries in Dr Johnson’s dictionary from the Internet Archive here

On my commute this morning I listened to a short podcast interview with a historian who has recently published a biography of one of the less appreciated Founding Fathers. I’m being cagey about the details because she came across as a good scholar doing the hard work of revising historical oversights and misrepresentations, and I don’t want this post to be about her. But read the following, her response to a question about this Founder’s views on slavery, and see if you notice what I did:

I would say that [he] is the only one of the leading Founders who actually took that phrase in the Declaration of Independence seriously, that all people are created equal. He understood that line much more as we do today, as opposed to how his contemporaries saw it. So, yes, he was an enslaver, and he inherited the enslaved people he had from his father, and he started to have—really, he never liked it, but he started to have very serious qualms about it in the early 1770s, and then at his soonest opportunity after the passage of the Declaration of Independence he returned to his plantation . . . and he began the process of freeing the people he enslaved. So he first wrote a manumission deed in the spring of 1777 and it conditionally manumitted all of his—the, the people he enslaved. And then in 1781 he freed a few unconditionally and then in 1786 he freed the remainder unconditionally. And then he really became an abolitionist.

There’s the emphatic but tediously predictable revision of the phrase “all men are created equal,” but that’s a post for another time. No, my concern is the now omnipresent phrase enslaved people and several related words and derivatives.

I’m not sure when I first noticed the prevalence of this phrase but I’m certain it originated in academia and became widespread through legacy media. An article I read in Smithsonian a few years ago was riddled with it, and it is now ubiquitous in books and online articles written by the bien pensants. It’s even turning up in my students’ writing, proof of a successful Newspeak campaign.

I’ll speculate more about how and why this originated, but I have two primary complaints about the phrase enslaved people. The first is that using it results in awkward, contorted English. That Smithsonian article got my attention because in the effort to use enslaved people exclusively in reference to chattel labor in the Carolina low country, the author bent and twisted to accommodate two words where one, which works as both noun and adjective, would have done.

And that’s my second complaint: the phrase enslaved people is unnecessary. English already has a word that means “enslaved person.” That word is slave.

I have seen no mandate or overt push for the use of enslaved person or enslaved people but it is of a piece with other present-day circumlocutions—like “people experiencing homelessness”—meant to emphasize the humanity of certain groups, downplay stereotypes, and not let certain states or behaviors define them.

This is sentimentalism, especially in the case of slavery. Slave is an ugly, unpleasant word. That’s entirely appropriate because slavery was an ugly, unpleasant thing, and it totally defined the existence of slaves. Which raises another potential reason some might use enslaved person—the supposed dehumanizing effect of the word slave. I’d argue the opposite. Slaves are, by definition, human. You cannot enslave animals; that’s what makes treating a person like an animal horrible. That is and always has been the key to the horror of slavery both in reality and as a metaphor. Awkwardly working in people just so we’re clear we mean humans when we talk about slaves is unnecessary. And are we sure we want a gentler way of talking about slavery?

On top of those problems, the word enslaved is also inaccurate. As I’ve kicked this rant around in my head I’ve wanted to argue about connotations: that enslave, as a verb, suggests going from a state of freedom to a state of servitude; it implies a change of status. But arguing about connotations wouldn’t work because that is not implied by the verb enslave, that is what it means. Here’s Dr Johnson defining enslave:

To reduce to servitude; to deprive of liberty.

One of the worst aspects of American slavery specifically was its heredity—the children of slaves being slaves themselves, automatically. A person who was born into slavery has not been enslaved; he is a slave and always has been. A person who has been enslaved, definitionally, used to be free. This was not true of most American slaves, which makes their condition worse.

The fiction deepens when we refer to a slaveowner as an “enslaver” or talk about “the people he enslaved.” Again, with rare exceptions this is untrue. The Founder who was the subject of the interview above did not capture and force anyone into slavery—he inherited slaves who were already slaves.

I think that this is where some ideological ulterior motives begin to show. What enslaver implies is that a slaveowner—a word fastidiously avoided, as are all possessive pronouns (notice that the historian in that interview actually stopped herself when she was about to say “his slaves”)—carried out a continuous act of enslaving on people who should have been free, a Derrida-level word game meant to make the slaveowner sound worse and to muddy the waters.

How has this come about? Some of it, the majority of it, is probably just standard tone policing. This is how all right-thinking people recognize each other. But even for those upon whom the philosophical word games are lost, this is part of the postmodern tendency described by Sir Roger Scruton as attempting to use language “not to describe the world as it is, but to cast spells.” Academics would prefer slavery not exist—understandably!—and so the facts of the past must be rewritten, redefined in light of a metaphysic of equality. And so slaveowners didn’t actually own slaves, and slaves weren’t property. We have to jettison those realities—the things that, through all of history, made slavery an object of horror and slaves the object of compassion—and suggest instead that slavery enforced elaborate socially constructed fictions using the great modern boogeyman, Power.

I’ve written and rewritten this rant over and over in my head for years. That podcast interview finally gave me a useful point to build on. But I’ve gone on longer than I intended or wanted. Enslaved people is an unnecessary circumlocution, the language not of reality but of the faculty lounge. Avoid it. The truth is simpler, blunter, and more powerful.

The Magic of Silence

As I’ve previously noted, since reading Rembrandt is in the Wind late last year I’ve been making an effort to learn about some of my favorite artists more deliberately. Having grown up with an artist grandmother, surrounded by her art and that of the artists who inspired her, and learning from an early age to love and appreciate it, I discovered through that book how much I’ve taken for granted through simple complacency.

This book by Florian Illies, The Magic of Silence: Caspar David Friedrich’s Journey through Time, came my way at exactly the right time. Recently translated from German, this is a study of the great German Romantic landscape artist.

A native of the Baltic port city of Greifswald, Friedrich was the son of a candlemaker and only slowly achieved success as a painter. He unsuccessfully sought the patronage of Goethe, who apparently found him annoying, but eventually sold paintings to the Prussian and Russian royal families. Quiet, deeply religious, and a staid creature of habit, he spent most of his life in Dresden, from which he traveled back and forth to his hometown on the Baltic coast and such islands as Rügen, and married late. By the time he died in 1840 he left behind a widow and three children as well as hundreds of sketches and canvases.

Friedrich was then, for over sixty years, almost totally forgotten.

Illies approaches Friedrich’s life and work thematically, through the four classical elements: fire, earth, water, and air. This proves a stimulating and surprising approach. “Fire,” quite movingly, opens with the loss of hundreds of German Romantic paintings in a gallery fire in Munich, and Illies provides numerous other examples of Friedrich works lost to fire, whether an accidental housefire at his family’s tallow rendering shop back home in Greifswald or in the RAF bombing of Dresden. “Water” examines this Baltic coast native’s use of the sea, especially at dusk—or is it morning?—and “Earth” the power of his landscapes, which pieced together landmarks from real places to create imaginary forests, ruins, and mountain ranges more real than their antecedents.

Certain themes recur: loss, faith, nature, the melancholy of Friedrich’s work, which features so many stark landscapes, cemeteries, and ruins, and his place in the nascent German nationalism of the time, for which he later, unwittingly, became the posterboy. The personal stories are especially moving, such as a childhood incident related in “Water”; one winter as a child, Friedrich fell through the ice on a frozen river. His brother jumped in to save him and, despite hauling Friedrich to safety, was himself drowned beneath the ice.

What can this have done to Friedrich the boy? How did it affect Friedrich the man? Illies speculates cautiously, but makes it always clear that there is much about the reticent, closed off Friedrich that we cannot know. But knowing about this incident affects us—read Illies’s account of Friedrich’s near-drowning and his brother’s death and then look at The Sea of Ice or a pensive later seascape like Stages of Life.

What also proves moving is the story, told piecemeal throughout the book, of how Friedrich’s work was rediscovered, which we can credit to the enthusiasm and hard work of a handful of art historians and collectors. Thanks to their efforts, within the first twenty years of the 20th century a forgotten artist had become a sought-after icon. The many stories of lost Friedrichs surfacing here and there—a gallery, a country house, the retirement home bedroom of an elderly noblewoman—many of them initially misidentified or simply anonymous, are an important part of the book’s appeal. Even recent history enriches the story, as in a years-long case involving stolen Friedrich canvases hidden in a stack of tires and a mafia lawyer’s legally dubious negotiations to return them.

While The Magic of Silence says much about Friedrich’s life, work, rediscovery, and legacy, it does not focus as much on composition or interpretation. Only a few major works like Friedrich’s early altarpiece Cross in the Mountains, which became surprisingly controversial on its exhibition, or The Monk by the Sea, which has been interpreted variously as a nihilistic image of a hopeless, godless world or the first great abstract painting, or the magnificent, justly famous Wanderer Above the Sea of Fog receive in-depth attention. Illies’s subject is Friedrich’s life and mind and the afterlife of his work, not the mechanics of how he executed them.

My only real complaints are that the thematic organization broke up Friedrich’s life story so totally and that only four of his paintings were included in the book. The former problem is not insurmountable, and reading the book quickly created a powerful cumulative effect that suggests the shape of Friedrich’s life without sticking to it chronologically.

The latter is a bigger problem. Illies names and describes many of Friedrich’s works—whether as he completed them or as they were rediscovered in the early 1900s—but most of them are not available to look at in the book itself. I ended up mentally noting a lot of titles and browsing Wikipedia’s impressive (if still incomplete) collection of articles on them later, as well as ordering this more thoroughly illustrated book. This does not detract from the value of Illies’s study, but it is a curious oversight in a book about art.

Those two quibbles aside, this was a strong place to start in my project to give more proper attention to art. The Magic of Silence is a deeply researched, engrossing, insightful, and beautiful read. I especially appreciated occasional insights into Friedrich’s theological view of his art as well as the picture of the artist’s personality that emerges over the course of the book. I’m glad to recommend it to anyone interested in Romanticism, German culture and history, or art generally.

Gabriel’s Moon

Gabriel Dax has two problems. The first is that, after a childhood incident in which his nightlight apparently burned down the family home, killing his mother, he cannot sleep. He drinks and medicates but these stopgap solutions bring their own problems. The second problem is that MI6 is after him. They want him to do a job. And then another.

Gabriel’s Moon, a new spy thriller from William Boyd, begins in 1960, as English travel writer Dax gets a scoop. He’s researching his next book and has stopped in the newly independent Congo, where he is approached by an old college friend with the offer of an exclusive interview with Patrice Lumumba, the controversial president. Gabriel accepts, has a pleasant chat with Lumumba, who insinuates that somebody—he names three men unknown to Dax—is out to kill him. Gabriel packs up his tape recorder and his notes, flies home, and thinks little of it.

Then, as Dax tries to get his interview into publishable form for a magazine, the magazine kills the project. Old news, his editor tells him. Lumumba has been overthrown and imprisoned. Dax should move on.

Not long after, Dax is approached by Faith Green. He recognizes her as a woman who had been reading one of his books on the flight back from Congo, and is flattered. Only gradually does he realize that she’s an intelligence agent. She’s trying to root out a “termite,” a Soviet agent in the service, and has something small for him to do. She has approached him because his older brother, a functionary in the Foreign Office, has used him as a private courier before, and this job will not be much different—fly to Spain, meet an aging modernist painter, purchase a sketch, return it to England.

Simple enough, but one job leads to another and Dax finds himself thrust deeper and deeper into espionage work. He makes new contacts—a veteran diplomat, the editor of a radical leftwing journal, an American who makes dark threats—suspects his house is being searched while he travels, and learns from Faith that Lumumba has been assassinated. This she lets slip long before the press makes it public. Who are these people? How do they know what they know? What are they using him for? And why does everyone want the tapes of his interview with Lumumba?

And on top of all this lie Dax’s personal struggles: his slumming relationship with a Cockney waitress, his psychoanalysis sessions, his personal investigation into the fire that claimed his mother, and his slowly dawning attraction to Faith, his handler.

This might sound like a whole lot of novel, all brooding interiority and intricate, cynical conniving, but the book comes in at just over 260 pages. As I mentioned several weeks ago, the review that brought this book to my attention compared it favorably to the best of John Buchan. That is certainly true in terms of pacing and structure. Gabriel’s Moon develops its many interwoven strands of story—Congo, MI6, Dax’s past, Dax’s personal life, Dax’s anxieties—with great subtlety and an effortlessly brisk pace. The story engages the reader from the opening pages and never lets up. It’s rich and complex but neither sluggish nor over-engineered. It’s masterfully done.

But the classic thriller author that Gabriel’s Moon reminded me of even more than Buchan was Eric Ambler. Both were masters of plotting and pacing, but where Buchan’s heroes were often principled adventurers who, if not seeking it out, embraced danger when a threat arose, Ambler’s were ordinary men of no great distinction who stumbled into danger. Already unwilling participants in whatever nefarious activities they uncover, they are often manipulated by more canny parties and bridle at being used, making foolish mistakes as a result. Gabriel Dax fits the Ambler mold perfectly.

The result, a Cold War novel with Buchanesque pacing and suspense and Ambleresque characters, evokes a feeling of paranoia better than any other spy thriller I’ve read. Alongside Dax, the reader feels Faith’s hooks sinking in deeper, dragging him further and faster into the world of espionage than he expected. Who is a friend? Who an enemy? Dax comes to suspect everything.

The only previous William Boyd novel I’ve read is Solo, a James Bond novel taking place in the late 1960s, after The Man With the Golden Gun. I don’t remember caring for it but I’m going to take another look at it soon, and I plan to check out Boyd’s other spy novels. In an interview about Gabriel’s Moon Boyd said that he intends to write two more Gabriel Dax books, rounding this story out into a trilogy. I look forward to those, and in the meantime can recommend Gabriel’s Moon highly to anyone who likes both a fast-paced globetrotting spy yarn and good character drama.

The illusion of insight

A quick follow up from last week’s post about the overemphasis on “themes” as part of English education.

People may rebel against their middle- and high-school English classes out of frustration with things like themes and symbols, but the same oversimplifying impulses are alive and well in pop culture. Where the wannabe intellectual discussing his favorite books online might still talk about themes, the more populist, mystical type will gravitate toward “archetypes” and, the thing that has introduced legions of precocious readers to this kind of talk, the Hero’s Journey.

I don’t know enough about Jung qua Jung to judge the validity of his ideas as an approach to psychology, but I abhor the Jungian “archetypal” approach to literature, and for the same reasons I abhor overemphasizing themes.

An example, and one of the things that alerted me to and turned me against archetypal readings:

Years ago I read King, Warrior, Magician, Lover, a book on “the masculine archetypes” recommended in a blog series at The Art of Manliness. The authors, Jungian analysts, use the four titular archetypes to develop a taxonomy of the male personality and to examine the ways deficiencies and excesses—to put it in Aristotelian terms—warp it. Where the “mature masculine” balances all four, too little or too much of any of the archetypes result in various forms of bad character. The king, if insufficiently strong, becomes a weak puppet; if too strong, a tyrant. The warrior must use the wisdom of the magician to balance his propensity for violence, lest he become either a cruel sadist or a passive masochist. And so on.

All well and good. What has always been most interesting and appealing to me about Jungian archetypes is their usefulness in taxonomy—in sorting and categorizing. (There’s the Aristotelian in me again.) But the authors of King, Warrior, Magician, Lover, in their effort to support their thesis, plunder history and world mythology for examples and badly misuse the ones that aren’t flatly wrong or made up.

Thus, in discussing the “generative,” fertility-related traits of the lover archetype, they give us Abraham and… Zeus. The father of two nations and the ravisher of mortal women and, in at least some traditions, little boys. Sure, both fathered children, but focusing on that similarity and ignoring the differences between these two “generative” archetypes is morally incoherent.

Which brings me to Jungian archetypes in literature and to the Hero’s Journey specifically. (Somewhere inside me I have a 5,000-word essay called “Against the Hero’s Journey,” but until I find the time and patience to write that, a post like this one will have to suffice.) There are plenty of problems with the Hero’s Journey—not least its artificiality, oversimplification or misinterpretation of other myths, and its rarity in the wild—but my primary objection to it is the temptation to treat an observation about structure as some kind of insight into content. Time and time again, I’ve seen stories dissected as examples of the Hero’s Journey and its characters labeled with various archetypes as if this says anything at all about them beyond pointing out the shape of their plots.

I can provide a very direct example. A few years ago I was surprised to see a new review on Goodreads for my first novel, No Snakes in Iceland. The review was fairly positive but what stunned me about it was seeing the author label No Snakes in Iceland an example of the Hero’s Journey. Is that actually true? I wondered. I had a good, long think about it and had to conclude that, yes, it mostly fits the shape proposed by Campbell.

But does that actually say anything about the story? No.

Borrowing from John Gardner and others, I’ve emphasized over and over and over particularity—the preeminence of concrete specifics—as a creative principle. It seems to me to be a good interpretive principle as well. So, to look at just one element of the Hero’s Journey with that in mind, the hero himself, what is this comparison ignoring that matters to the story?

The hero of No Snakes in Iceland is Edgar, a middle-aged Anglo-Saxon nobleman and close associate of King Æthelred, who has served the king for years as gofer and chronicler. Edgar is educated, intelligent, dutiful, and brave, if self-effacing and preferring to work behind the scenes. He is also bitter in the extreme at the loss of his only child to an accident and the loss of his wife in a Viking raid a few years before. He is in Iceland by the order of an archbishop as an act of penance and longs for home. Edgar’s story then—if you’re looking for a theme or character arc—is one of repentance.

Compare him to the specifics of a few other purportedly Campbellian heroes:

• Luke Skywalker—a young single man in an out-of-the-way place with no prospects and apparently undistinguished background. He is brave but petulant and ignorant of the world and mostly wants to get away from the family farm and make something of himself.

• Harry Potter—a child of exalted background who has been orphaned, deprived of his inheritance, and kept in total ignorance of who he is. Longsuffering and not ambitious, he is rescued from his predicament rather than escaping from it and placed in a situation where his natural goodwill can develop.

• Bilbo Baggins—a comfortably situated middle-aged bachelor who enjoys a quiet, undistinguished rural life in his ancestral home. Unambitious to a fault and utterly unaccustomed to danger and hardship.

• Neo—a twenty-something cubicle drone by day and computer hacker by night, who lives in total isolation and with no apparent drive and no prospects of improvement. He is ignorant and apathetic and important mostly by dint of being “chosen.”

• Hamlet/Simba—an actual prince who is deprived of his inheritance by his uncle and actively and knowingly avoids his calling until confronted by his father’s spirit.

Are there points of similarity? Yes! But focusing on these obscures more than it reveals. The dissimilarities matter immensely, not only in terms of the specifics of each story but for message, moral import, and, yes, theme. Does it actually mean something that these heroes’ stories play out in a similar structure? No, I don’t think so. Does it mean something that Luke Skywalker and Harry Potter are young and undistinguished while Bilbo and Edgar are older, successful, and well-connected? Yes. So why don’t we focus on that instead? Similarities might draw your attention but you’ll get more understanding from looking at dissimilarity.

As I hope I’ve suggested above, there’s a place for archetype talk in the discussion and study of good stories, but more often than not, without a counterbalancing focus on the particulars of a given story, it offers only the illusion of insight.

Stories or themes?

Eric Ambler (1909-98)

I’ve wondered for some time whether stories are studied and taught the right way. I’ve been thinking about this more lately as I’ve read a lot of critiques of the modern literary establishment and English education, especially at the college level, and I’ve come back again and again to an approach that has bothered me for years: the emphasis on “themes” in fiction.

A few years ago, in reflecting on my first reading of Poe’s novel The Narrative of Arthur Gordon Pym, I quoted a PBS documentary’s summary of the story: “a dark maritime adventure that ends in a violent battle between blacks and whites in the South Seas.”

“Well,” I wrote, “that is kind of what happens.” Kind of. But not really. Not if you’ve read the story Poe actually wrote, all the complexity and horror of which is here reduced to a talking point.

I had a similar experience this week as I looked for articles on the great spy novelist Eric Ambler. One that I turned up, an introductory guide to Ambler’s life and work, should prove genuinely helpful to the newcomer, but when it recommends six “key” novels it includes the following “themes” for five of them:

• Epitaph for a Spy: “The vulnerability of the individual in a bureaucratic world.”

• Cause for Alarm: “The dangers of apolitical individuals in a politically charged world.”

• The Mask of Dimitrios: “The intersection of crime and politics, and the corrupting power of ambition.”

• Journey into Fear: “The thin line between courage and fear, and the impact of war on individuals.”

• The Intercom Conspiracy: “The futility of espionage in an increasingly chaotic world.”

Well… that is kind of what those are about. Kind of.

You’ll have noticed a few things about these themes. First, they are formulaic. Three of the five fall into a “the _____ of _____ in a _____ world” pattern, like a Mad Lib. These are all rich, complex, intricately constructed novels that place their characters in crises that admit of no easy answers. Boiling these stories—or any stories—down to something as simplistic and digestible as these themes should arouse our suspicions. Already particularity and nuance are being sanded off and forgotten as we prepare to slot each story into a pre-prepared box.

Second, these themes are vague. As it happens, I’ve read three of these five novels and started one of the others yesterday, and just about any of these “themes” could be applied to any of the novels.

Granted, all of this comes from one internet guide to a single author’s work, but based on my own experience and reading they are broadly representative of the way theme is extracted from story in textbook after textbook, class after class, essay after essay. The complex, diffuse, and imaginative is reduced to the simple, comprehensible, and ready-made. The narrator of Poe’s “Tell-Tale Heart” disturbs us, but we know what to do with “fear” or “guilt” or even “insanity.” Treasure Island is a rollicking adventure, but that’s not enough to make it an important book, so it becomes primarily a depiction of the danger of greed. This is also simpler, easier to understand, and—not insignificantly—to test.

More perniciously yet, at the college level the hunt for themes tends to mean subjecting stories to ideological scrutiny in order—to paraphrase Roger Ebert—to extract political messaging from them via liposuction without anesthesia. Thus assertions like this, which I once saw online: “The Last of the Mohicans is about the taboo on sex between whites and Native Americans.” Most of the time this comes from an overtly left-wing “tenured radical” perspective, but there is a right-wing version of it, too. Just this week a random stranger on Substack, commenting on something I had shared, wrote that Blood Meridian “depicts the southwest as irredeemably corrupt” and is therefore “a wokester wankfest.”

Again—is that really what The Last of the Mohicans or Blood Meridian are “about”? These books aren’t adventures set in particular times and places and happening to specific characters? Is all that matters the barely hidden pathologies or the political messaging?

It seems to me that the dangers of overemphasizing theme in the study of literature are:

• Gnosticism, by which I mean the suggestion that the “real” meaning of the story is hidden behind the words and events of the story, which leads students to either ignore the particulars or be frustrated with literature in toto.

• Didacticism, especially through the implication that good stories must have some broad meaning that should impart a lesson, describe life, or otherwise be useful to the student. If they cannot detect such, it must not be a good story.

• Political hijacking, which is easily the most high-profile, outrageous, and abominable form of this but is therefore also the easiest to identify and resist.

• The aesthetic smoothie, in which students are taught to look for big themes so thoroughly that all literature eventually loses its particularity and runs together into a bland abstraction puree. Last of the Mohicans and Blood Meridian are apposite here; one could say that both are “about” something like “the violence of whites and Native Americans on the frontier,” but are these books really as similar as this suggests?

This is by no means exhaustive, just the things that occur immediately to me and that I have found most frustrating.

But the final result of all of these is boredom. This is a boring, dull way to study fiction, especially when you’re introducing the young to great stories, and risks leading them away from simply enjoying reading. Great storytellers and their stories are powerful because they are specific. “Themes” are not.

Note that we don’t recommend books to each other this way. To return to one of my original examples, Epitaph for a Spy, would you rather read a book about “The vulnerability of the individual in a bureaucratic world,” something that could as easily be said of Kafka, Max Barry, or a one-star Google review of the local DMV, or a book about “A teacher on vacation who is mistaken for a spy by the police and forced to help catch the real spy”?

None of this is to say one shouldn’t look for, study, or teach themes in stories. Sensing and understanding a story’s theme is an important part of interpreting it, but themes should arise from the specific, concrete, particular details of the story, and placing as much emphasis on theme as we tend to do inverts that, elevating broad, big picture abstractions above the particulars that make a story what it is. Until we can treat stories as stories first again—and until we can just enjoy them—I think we should downplay theme.

Ironies and reversals

I came down with something over the weekend that has contrived to keep me home mostly immobile today. I have, however, been able to read a little bit, and to reflect on several striking ironies in two of the books I’m reading right now.

First, a pair of reversals. From Nicholas Shakespeare’s Ian Fleming: The Complete Man, in a chapter discussing Fleming’s career hopping—diplomacy, reporting, stock trading—during the early 1930s, a seemingly aimless trajectory that looked especially unimpressive next to his older brother Peter, who was already a daring and accomplished travel writer:

As at Eton, Peter’s literary success thrust Ian back into the shade; only now, Peter’s shadow stretched in pretty well every direction.

For the next twenty years, Ian had to steel himself to be called the brother of writer Peter Fleming, as a decade before Evelyn Waugh had been the brother of Alec Waugh, after Alec’s controversial, best-selling novel The Loom of Youth (1917), written when he was still a schoolboy, had sent shudders of horror down many respectable British spines.

Like Ian, Evelyn had grown up in the slipstream of a successful elder brother. Then in the 1950s both Alec and Peter were to experience a dramatic reversal.

By the time of lan’s death in August 1964, it would be Evelyn Waugh and not Alec who had grounds to be considered England’s most eminent living writer—and Ian Fleming and not Peter, England's most popular.

Interestingly, Peter Fleming and Alec Waugh were both the older brother, and both outlived their (eventually) more famous sibling.

Second, cruel ironies. I’m also reading The Magic of Silence: Caspar David Friedrich’s Journey Through Time, a thematic, somewhat impressionistic study of Friedrich organized according to the four classical elements—fire, water, earth, air. Author Florian Illies includes numerous ironic incidents from the artist’s afterlife. Among them is this anecdote regarding Two Men Contemplating the Moon, which was narrowly saved from destruction and looting at the end of World War II:

Those Two Men Contemplating the Moon leave Dresden only very rarely. Once, early in the twenty-first century, they flew to New York because the Metropolitan Museum proposed to hang them, for the first time in almost two centuries, beside another Two Men Contemplating the Moon that Friedrich had painted about the same time, but for his doctor, who had been so enamoured of the original version that he accepted a copy of it as payment for his services. But, when the two paintings were finally reunited for the first time, no one could see them. Just on the day the ‘Moonwatchers’ exhibition was to open—11 September 2001—a handful of Islamist terrorists flew hijacked airliners into the World Trade Center. The age of Romanticism was over just when it was about to be reopened. On the evening of 11 September, no one in downtown Manhattan was able to contemplate the moon: dust and ash clouded the sky, and fear obscured the view heavenward.

The ironies are especially terrible and saddening in the first part of the book, “Fire,” and this is the worst of all:

In Leipzig in the 1920s and 1930s, there was a legendary collector of art and music, an unprepossessing building society clerk called Manfred Gorke. He scrimped and saved to purchase art treasures, which he horded in his Leipzig home. . . . Gorke was originally from Hirschberg, Silesia, a mountain town Friedrich had particularly loved; hence he felt a special connection with [Friedrich]. . . . And while dire financial straits forced Gorke to part from his paintings by Carus and Runge in the early years of the war, he would never give up his Caspar David Friedrichs.

As the fighting came closer, and the air raids grew more frequent, Manfred Gorke decided to bring his Friedrichs, yet unknown to art history, to the University of Leipzig to be photographed and safely stored. On the afternoon of 3 December 1943, he personally handed them over to the university. But just the next day, in the early morning hours of 4 December 1943, 400 British aircraft bombed Leipzig, passing over the city centre in three waves between 3.50 and 4.25. They dropped countless explosive and incendiary bombs, enough to set the whole city centre ablaze. The university quarter was levelled; the Department of Art History was burned to the ground; Manfred Gorke’s Caspar David Friedrichs were reduced to ash just twelve hours after being stored away.

And, after listing some of what was lost in the blaze, Illies notes a final awful irony: “Gorke’s flat, where the Friedrichs had hung until the afternoon of 3 December 1943, survived the war unscathed.”

Sometimes it’s remarkable that anything old has survived at all.

On the need to be “deeply grounded”

I don’t pay as much attention to YouTuber Critical Drinker as I used to, especially since, over the last year or so, he aggressively crowdfunded a short film based on his line of action thriller novels starring agent Ryan Drake. A trailer for Rogue Elements looked indifferently produced, with a lot of the typical limitations of low budget action shorts. The finished film—rebranded as a TV show “proof of concept”—was only made available on his Patreon at first, pushing it even further back in my mind and priorities. When it was finally posted to YouTube I didn’t bother to watch it.

It turns out that Rogue Elements wasn’t very good.

This in itself shouldn’t be so surprising. I’ve watched a lot of short films in my time and most of them are embarrassing in one way or another. But Rogue Elements took a lot of flak because, after years of the Drinker smack-talking Hollywood not only for its woke politicking but also for its incompetent, incoherent storytelling, he had attempted to show the bigwigs how it’s done, offering Rogue Elements up as the antidote to modern Hollywood and calling a lot of attention to the project along the way, and failed spectacularly. Among its shortcomings, viewers have griped that is poorly produced, badly written, and simply repeats many of the tropes and cliches the Drinker himself regularly complains about.

Apparently some of his enemies—especially enemies on political grounds—have used this to dunk on him. The accusation of hypocrisy provided an especially juicy opportunity to twist the knife. I’m not interested in any of that. I was indifferent, at best, to his project, and take no satisfaction in its lack of success. Anything tempting us into the poisonous Schadenfreude of the modern world is to be shunned. In fact, I only found out about this whole mess because of Substack.

Having just launched Quid, my Substack digest, I’m still figuring out a lot about how the platform throws essays and notes my way. Somehow I came across some post mortem discussion of Rogue Elements, and one interesting sympathetic take on the Drinker’s failure was best summarized by its title: “Art is Hard.” It is one thing to sit back and critique—whether drinking or not—and another to make. (As it happens, at least one good movie has been made about exactly that.)

But the most incisive response came from Librarian of Celaeno, an anonymous classics teacher and fellow Southerner, who offered up this response to that essay:

The problem [the Drinker] has, one that a great critic like Poe would never have had to worry about, is that while he gets what’s off with modern storytelling, he’s unfamiliar with any other kind. He’s never shown any evidence of being deeply grounded in his own culture, even when he’s aware that others are, as when he references Tolkien. Having no real background in myth or older literature or religion, the best he can do is to try to make a good version of the bad stuff he decries.

This is spot on. The Critical Drinker can see clearly the problems with modern movies (and he focuses almost exclusively on movies) but, lacking deep roots in older stories and forms of storytelling, can see no way out but to rearrange the inferior materials available at present. No wonder the results are disappointing.

Way back in the early days of this blog, I reflected on this passage in a letter by poet Donald Hall about the self-inflicted limitations of mid-century modernist poets:

You must understand that art is nothing to these men, nor history. The penalty for ignoring two thousand years is that you get stuck in the last hundred. They have the specious present of the barbarian. Art in this century demands a sense of the tragic dignity of history. These poor bastards are stuck in the last third of the 19th century and I swear they don’t know that anything happened before that.

In the last year, I’ve talked with a successful sci-fi/fantasy author about up-and-coming sci-fi writers who haven’t (or won’t) read Asimov or Heinlein or Philip K Dick, and with an English teacher about young poets who haven’t (or won’t) read the classic English language poets or anything that rhymes. What fruit do they expect to bear, cut off from the roots? Thus also the YouTube critic, whose chronological range is even narrower—not centuries, but decades or years.

A useful object lesson and an experience that, one hopes, thoughtful, driven, earnest, but shallow people like the Drinker can learn from. Because on the other side of such chastening is a rich tradition to explore, participate in, and enjoy.

You can read the whole of Hall’s letter at the Paris Review archives here. And if, like me, you’re new to Substack, subscribe to Quid and go explore some of the good and thoughtful writers who are on there.

Further notes on Nosferatu

Willem Dafoe as Prof von Franz in Nosferatu (2024)

I’ve been thinking about Nosferatu a lot since I first watched it. I managed to get a short summary of my thoughts down in my “2024 in movies” year-in-review, but here are some more oddments and reflections I’ve had since.

Outside reading

Writing at National Review, Jack Butler, whose opinions I respect, “expected to be wowed but was merely entertained.” This is almost the opposite of my reaction, not least since I found Nosferatu too spiritually oppressive, too uncompromising in its presentation of the twisted, predatory, consuming nature of sin and evil, to be entertaining.

Nevertheless, Butler makes a good point earlier in his short review: “one character literally invites the demonic into her life,” he notes, followed by the pointed parenthetical “(Be careful what you ‘manifest,’ kids!)”

At his UnTaking Substack, my friend Danny Anderson contends with two misreadings of Nosferatu, and along the way makes this incisive point about Eggers’s meticulous quest not merely to capture the fashions and hairstyles of past times—those are the easy parts—but the inside of people:

In the end, I do think that Holmes is correct in his focus on Eggers’ attraction to the past and the metanarratives that once inscribed meaning onto life. This is what I admire most about his work, in fact. His films create worlds that shouldn’t still exist. They are anachronisms. He re-creates the mind of the past, not just images. The confrontation with that mind, which is alien and beyond our modern comprehension, is part of what makes his art valuable.

Agreed. We need to be confronted with past minds more often than we are. This is one of the things old books are good for, but since fewer and fewer people read, the need for such movies is growing. May Eggers’s tribe increase.

A few other points that I’ve been mulling, especially points that have proven controversial:

Nosferatu and Christianity

One line of criticism against Eggers’s Nosferatu has accused it of watering down or eliminating Christian elements present in Stoker’s original. I’m not as familiar with Dracula—the fons et origo of all this vampire stuff—as I should be, but I thought the evidence of Nosferatu itself is ambiguous. Crosses and crucifixes are both prominent and subtle throughout, but it’s not clear, as I’ve seen several critics online point out, that they do much to repel or impede Count Orlok. It’s possible that he only appears in rooms in, say, the Harding house where there are no religious decorations, but I didn’t pay close enough attention to be sure.

More pointedly, I’ve seen Willem Dafoe’s Professor von Franz accused of being a paganized Van Helsing. I don’t think so. The doctor who introduces von Franz name-drops at least one Christian occultist (in the early modern sense of someone who studies hidden forces, like magic and magnetism), and late in the film von Franz instinctively makes the sign of the cross.

Von Franz is also from Switzerland, from the southerly and more predominantly Catholic regions of German-speaking Europe. In this way he’s a contrast to the other characters, the Hutters and Hardings and Dr Sievers, who come from the fictional Wisburg, which is clearly a North Sea or Baltic port city—the Germany of Luther and Kant. Prof von Franz is coded from the get-go as more attuned to the eminent but hidden and the power of the liturgical. A nice touch by Eggers.

It’s not explicit, but I think von Franz is meaningfully Christian, albeit a Christian steeped in esoterica—but not of the Faustian variety.

But the strongest showing for Christianity belongs to two groups—the Romanian peasantry and the Orthodox nuns who nurse Thomas Hutter back to health. Out of all the characters in the film, they are the ones who most clearly understand what Orlok is and what it takes to resist him. Further, their explicit affiliation of Orlok with Satan is allowed to stand unchallenged. They, like Prof von Franz, know what they’re talking about and suffer no illusions.

Orlok, by moving from Transylvania to northern Germany is escaping the “superstitious” who know what he is to live among the “enlightened” who are easy pickings. A pretty powerful statement by itself.

Ellen’s sacrifice

The final act, in which Ellen makes herself available to her predator as carnal bait, luring him to their deaths, didn’t quite land for me. As I put it in my year-in-review, “I thought the ending stumbled a bit.” That’s the best I could put it at the time, but I’ve read and talked to other viewers who had the same sense of unease about it. As I put it in e-mail conversation with one of y’all, is Ellen’s final action a Christ-like self-sacrifice or an act of pagan expiation?

I think it has to be the latter. It was Ellen, after all, who first transgressed by summoning Orlok as a child. (See Butler above.) She was lonely and ignorant, but circumstances play no role in the pagan understanding of transgression. Whole mythologies have grown out of this conception of sin as crossing a line. By giving in to Orlok Ellen allows his appetite to consume him—and her. There is no eucatastrophe, only the methodical, inevitable outworking of the process she initiated years before. She has not received grace so much as restored balance.

This undercuts whatever is going on with the Orthodox nuns or the Catholic von Franz. However subtly and powerfully Nosferatu evokes their pre-Enlightenment liturgical Christianity, grace in this story ultimately has nothing to do with defeating evil. There’s an unfulfilled yearning for grace here. Eggers ends up framing Orlok’s defeat as an act of independent will, but under the influence of Orlok, how independent can Ellen be, really?

As clearly as Eggers can perceive and expose evil—and there’s no one else in Hollywood today who sees it this clearly—he seems to lack a countervailing sense of the good. Something to think and pray about.

Minutiae

• As I’ve said to a couple of y’all, I’ve been amazed at how totally my tolerance for bad things happening to children in movies has evaporated over the last several years.

• Relatedly, the role of the Harding family as mere cannon fodder for Orlok and the utter lack of redemption for Friedrich felt like a misstep into gratuitous shock.

• An uncharacteristic bit of internet nit-picking for me: If both Thomas Hutter and Prof von Franz know that Orlok sleeps in his coffin during the day—which Thomas knows because he came within a hair’s breadth of killing him and ending the nightmare earlier—why do they wait until night to go to his house outside Wisburg? Why not go directly there and stake him in the middle of the day? Perhaps I’m forgetting something.

• Finally, I can’t saw enough good things about the cast, but let me specifically point out Ralph Ineson as the unfortunate Dr Sievers. A lesser actor would have made him an unthinking period quack. Ineson makes him a thoughtful student of medical science who is doing his best against something impervious to his tools. This is his third role in an Eggers film and I hope the two keep working together.

Concluding unscientific postscript

I’m grateful to Chet for the e-mail correspondence that helped me give a shape to some of these thoughts, observations, and intuitions.

Nosferatu is a great movie but, again, not mere entertainment. It’s much more, but that doesn’t make it fun. I hope to watch it again someday, and to see more in it. But that will probably be a while.

Notes on the history of spy thrillers

This week, courtesy of Micah Mattix’s Prufrock Substack, I discovered Alexander Larman’s review of Gabriel’s Moon, a new spy thriller from William Boyd. Larman has become one of my favorite critics and is always insightful, as in the first two paragraphs here, where he offers a very short précis of the history of the spy thriller and the pivotal place of John le Carré in that history:

Roughly up until the heyday of John le Carré, the British spy novel tended to follow an approved pattern. A well-educated but bored man, somewhere between youth and middle age, would find himself caught up in an international conspiracy that would involve some, or all, of the following: duplicitous intelligence officers, untrustworthy foreign powers, a very great consumption of expensive food and wine, a MacGuffin that everyone wants to lay their hands on, and, last but not least, a love interest whose loyalties remain ambiguous right up until the final page.

Accurate, both specifically and generally. The boredom Larman notes, for example, is present in characters as different as Richard Hannay and James Bond, but for different reasons. The tone of the thriller changed between Buchan and Fleming even if some of the trappings remained, appropriately, unruffled. Larman continues:

Le Carré removed pretty much all of these elements, minus the mass duplicity and, in doing so, made the spy novel more intellectually respectable but (whisper it) just a tiny bit boring. If I was given the chance to read a rip-roaring page-turner in the vein of John Buchan’s The Thirty-Nine Steps or Geoffrey Household’s Rogue Male over Tinker Tailor Soldier Spy or its ilk, I should take it without hesitation.

This is a paragraph calculated to get my attention, The Thirty-Nine Steps being the old favorite that started the whole John Buchan June thing here on the blog and Rogue Male being one of the best pure thrillers I’ve read in the last several years. As much as I like le Carré—something I’ve been chatting with a couple of y’all about for a while—I have to agree.

The result of le Carré’s transformation of the genre? Larman:

But most contemporary espionage fiction follows in the le Carré vein, alas, rather than the Ian Fleming mold. Carefully worked-out social criticism is plentiful, genuine thrills, and intrigue either meanly rationed or nonexistent.

Larman is pointing to the two main thematic components of the spy thriller: moral or at least intellectual weight, and action. Prior to le Carré, these were typically joined in the spy thriller. As the late great Sir John Keegan noted of The Thirty-Nine Steps, Buchan’s thrillers in particular had, in addition to chases, danger, and wild hair’s-breadth escapes, “moral atmosphere.” As different as all of them are from each other, Buchan, Ambler, Household, and Fleming all had some measure of both. The drama gave the action weight and the action sold the book.

Le Carré bifurcated these, aiming for subtle and intensely introspective, chilly, cerebral drama. An Ambler or Fleming hero sweats when he faces capture and torture; a le Carré character—one hesitates to call them “heroes”—sweats when he has a terrible epiphany while looking through old files.

As Larman notes, le Carré’s astounding skill and success at this means it has become the model ever since, with “serious” spy novels almost always adhering to the introspective dramatic mode. Action continued to flourish in pulps before eventually taking on a highly technical, suspense-oriented character in writers like Frederick Forsyth and—the god of this kind of thriller—Tom Clancy.

So the spy thriller today is apt to be all dingy rented rooms, cynicism, and (usually left-wing) social criticism or all gear, gadgets, technical specs, and three-page chapters that begin with military time. (Occasionally you get writers who do both, with mixed success. Mick Herron, whose Slough House books are great favorites of mine for their wit, pacing, and suspense, recently published a turgid, commentary-heavy parallel novel burdened with smothering introspection. I’ve kept all the Slough House books to reread later but that one went straight to the used book store.)

But it need not be this way. Buchan, Ambler, and Fleming are still good models, and I was glad to learn from Larman that Gabriel’s Moon “is most definitely a spy novel of the Buchan-esque school,” balancing character drama and a fast pace. I’m looking forward to it. I picked up a copy Wednesday night and start it today. Here’s hoping it’s part of a reunification of the two halves of the spy thriller that, though they can succeed alone, work wonderfully together.

Eight Hours from England

Anthony Quayle (1913-89) in Albania during World War II

If you grew up, as I did, on classic war movies, you might not know the name Anthony Quayle but you’ll probably know his face. Quayle appeared in many of the great war films of the 1950s and 60s, including Lawrence of Arabia and The Guns of Navarone, often playing earnest, well-intentioned officers frustrated by ugly reality. That is certainly the case in the two films I named, and to judge from Quayle’s 1945 war novel Eight Hours from England, which was based on his experiences with the Special Operations Executive in Albania, he didn’t have to strain his imagination to portray those characters.

Eight Hours from England covers a few months in the winter of 1943-44. Major John Overton, a decent man with several years of experience in the war, has returned to England on leave. The homefront bores him, and his unrequited love for Ann, the woman he has hoped for years to marry, convinces him to accept an offer of a new mission on a whim. He bids Ann good bye, struggling to express his yearning for her, and leaves.

His trip east is long and frustrating. He arrives in more than one staging area unannounced and has to wait for orders. When he is finally redirected to Albania, which was not the mission he initially agreed to, he goes along with it, a knight errant ready for any quest.

He arrives in Albania by boat in the middle of the night, wide-eyed and eager to get to work. The officer he is replacing has become standoffish, hiding in a cave and refusing to have anything to do with the Albanian guerrillas he was sent to help. Overton determines to make a better job of it. With a handful of other British commandos, a few American intelligence officers, and an Italian officer who, his country having lost and swapped sides following Mussolini’s ouster, is committed to helping the Allies, Overton sets out to connect with the locals as well as the two groups fighting both the Germans and each other: the Balli and the Partisans.

The Partisans are Communist guerrillas backed by the Soviets, and claim to have both huge numbers and an insatiable need for materiel—weapons, ammunition, clothing, food, medicine, even blankets. They also regularly attack the anti-Communist civilians. The Balli, on the other hand, are the local anti-Communist resistance who have made the grave mistake of partnering with the Germans in order to eradicate the Partisans.

Acting as a go-between, hiking back and forth across the mountains trying both to liaise with the locals—who care more about finding pretexts to demand British cash than anything else—and to convince the Balli and the Partisans to cooperate, Overton finds his earnestness fading. The Albanians, whom he regarded as colorful potential allies when he landed, come to look more and more thuggish and untrustworthy. His work grinds him down physically and mentally, especially after he receives word by radio of a major British operation in the Balkans that needs all the local help he can organize. And, lurking in the background, busy but hidden from view, are the Germans.

The impossibly rugged terrain, the remoteness from home and people making the decisions, the backwater hit-and-run fighting, the betrayals by local “allies,” the seeming fruitlessness of one’s efforts, and the bloody small-minded rivalries among the locals, whose backward customs and moneygrubbing pettiness and simple thievery Overton gradually grows fed up with—I have to wonder how much Eight Hours from England would resonate with veterans of Afghanistan.

This is an unusual war novel in that it is not action-oriented. Quayle’s story is a drama of logistics, organization, and diplomacy. The Germans appear only occasionally and at great distance, visible as lines of trucks on the other side of a valley or as gray dots setting up heavy weapons far below, but their threat is omnipresent. False alarms send Overton and his group scrambling to fallback positions and hideouts more than once. And the difficulty of communication—with headquarters, with each other—as well as bringing in supplies is clear. To charge their radio batteries they need petrol; to get petrol they must bring it in by boat; to request it on the next boat, they need the radio; and when it arrives they have to keep the Albanians from stealing it. Eight Hours from England is a novel of what goes on behind the scenes of special operations, and of just how unbearably frustrating and exhausting war can be even when—perhaps especially when—there is no fighting.

Quayle conveys all of this beautifully, with vivid descriptions of the people and landscapes. (The actual landscapes, by the way. The locations Quayle names are all real. Here’s the base where he entered and left Albania. Some of his equipment is still there.) Quayle captures the impossibility of Overton’s situation and makes the reader feel it, as well as making it clear that, whatever the outcome of the war of the Allies against the Axis, Albania will not enjoy a simple happy ending.

I read Eight Hours from England in the recent paperback edition published by the Imperial War Museum as part of its Wartime Classics series. There are sixteen books in the series and I already have several more lined up for this year. Eight Hours from England was a good place to start. Strongly and imaginatively written, it brings the reader into a complicated, often overlooked side of World War II and dramatizes it brilliantly.

UFO

I’m going to start this review in an odd place—with online criticism. As I read Garrett Graff’s UFO: The Inside Story of the US Government’s Search for Alien Life Here—and Out There I looked through the one- and two-star reviews on Goodreads and saw lots of complaints that UFO doesn’t cover a specific sighting or incident, or doesn’t cover it in enough detail, or leaves out a reader’s favorite “researcher” (or skeptic), or—at the extreme end—that Graff is in the pocket of the CIA and his book is a psyop.

Leaving that last tinfoil hat line of criticism aside, the other disappointed or angry reviewers missed a crucial detail about a book like UFO: it is a survey.

When I introduce my courses at the beginning of every semester—I’m set to repeat this speech bright and early Wednesday morning—I explain what I mean by “survey” by talking about hiking back home. From the top of a mountain, as one surveys the view, one does not examine every tree, climb every peak, or dip into every hollow, one simply takes in a literal overview. Surveying the view provides context. This, in a metaphorical sense, is what makes a class like my Western Civ I or US History II or a book like Graff’s UFO useful—it gives an overall shape to the thicket of specifics in which it is easy to get lost.

From saucers to Tic Tacs

Graff narrates the history of UFO sightings and the many attempts to research and understand them from the immediate post-war world of the mid-1940s through the recent past. UFOs and aliens—two topics that we tend to forget don’t necessarily overlap—have become such an archetypal staple of our culture that we tend to forget how different the world was when they emerged.

Beginning with the Roswell incident in 1947, Graff tells the story through three major interweaving narrative threads. First are major incidents that shaped and directed the UFO phenomenon, including the initial Arnold sightings; the Mantell incident, in which a P-51 pilot crashed in pursuit of a high-altitude object; the Lonnie Zamora incident in Socorro, New Mexico; the Betty and Barney Hill and Pascagoula abductions; the Phoenix lights; and the Flying Tic Tac. The second thread, the one most clearly indicated in the book’s subtitle, consists of the various often halfhearted attempts by the US military and federal government to assess and understand UFOs.

The last thread of the story, interweaving with the previous two, consists of the researchers, a wide and colorful cast including Project Blue Book’s J Allen Hynek, celebrity astronomer Carl Sagan, Jacques Vallée, former intelligence officer Luis Elizondo, and a host of enthusiasts and cranks and shysters who sought to profit from the various phases of the UFO craze. Graff gives good attention to the rifts between these individuals and groups, especially those who, like Hynek, sought a genuinely scientific approach and viewed the feel-good peacenik messaging of people like George Adamski’s “contactees” as a distraction from real research and who was, in his turn, looked down upon by figures like Sagan.

These three aspects—the institutional, the personal, and the incidents themselves—and the decades-long perspective Graff offers are especially helpful in seeing how the phenomenon unfolded, first as flying saucers, then as UFOs, and recently as UAPs. The postwar context also helps explain the US military’s initial keen interest and later apathy. Once the military had determined UFOs were not Soviet weaponry or an intergalactic threat, they lost interest and ceded the field to the enthusiasts—who had been itching to take control anyway.

The historical perspective the book offers also demonstrates clearly how the mythology evolved and just how much time it had to do so. Hynek and the Air Force’s investigations went on in fits and starts and the long, slow process of declassification of projects like Mogul, the nuclear-monitoring balloons responsible for some early sighting and the Roswell debris, also fed speculation. Notably, Roswell was forgotten until its reemergence in the lore during the 1980s, when it was recontextualized as an important event—with lots of suspicious new testimonial—by UFO hobbyists.

Surprises and sympathies

That point about mythology brings me to the two surprises UFO gave me. First, early in the book, Graff quotes Carl Jung, who lived long enough to see flying saucer enthusiasm through its earliest phases and who viewed the mania—whatever the reality behind it—as the genesis in real time of a new world mythology.

This insight may not explain the entire phenomenon but is clearly correct. Viewed in chronological order, without the cross-pollination of details from different stories and the projection of later elements of the mythology backward onto earlier parts,* it is easy to see the UFO phenomenon evolving and growing in intensity and complexity—from sightings to encounters to abductions to speculation about government treaties with aliens and underground bases full of reverse-engineered alien tech. UFOs, which are ambiguous enough to mean different things to almost everyone, provide a decentralized, do-it-yourself mythology for an age of disenchantment and materialistic science.**

The second great surprise for me stems directly from the narrative shape UFO’s survey offers, and that is the sympathies I developed for different groups of researchers. UFO includes a number of cads and frauds, the kind of “flying saucer people” Charles Portis’s Gringos so sharply parodies, but beyond these low-hanging fruit are two different groups of genuine scientists who engaged with the UFO phenomenon.

The first include people like Hynek, who worked for decades with the Air Force and then on his own to understand what people were seeing and—increasingly from the early 1960s—encountering and even boarding. Men like Hynek did actual field work—when they had the funding and the manpower, anyway—visiting sites, talking to witnesses, and making a good-faith effort to sort genuine unidentified objects from those that had clear this-worldly causes. Further, they were open-minded enough to change their minds and acknowledge mistakes, which became a key part of Hynek’s story specifically.

Meanwhile, the second group are those like Carl Sagan, who dabbled in UFO research before contenting themselves with ivory tower activities—gazing deep into the navel of the Fermi paradox, fussing with the arbitrary numbers in the Drake Equation, hypothesizing about Dyson spheres as a measure of civilizational progress, fretting over the best ways to encode stick figures in signals to be transmitted to distant stars, opining on the insignificance of earth and its human inhabitants, begging for more and more taxpayer money, and occasionally abandoning spouses. For all their posture of superiority to men like Hynek, it was the latter who seemed to have his feet more firmly planted in the real world, who most directly engaged with the real, particular mysteries of the phenomenon. Not all UFO researchers are created equal.

UFO therefore does what it sets out to do: provide an overview of the history of UFO sightings and abduction stories from the perspective of researchers, both military- and government-affiliated and private enthusiasts. The book covers about eighty years of an complex and controversial topic in just over 400 pages and even manages to work in lots of odd side stories—the men in black, UFO cultists, the Majestic 12 documents, and the attitudes of various presidents to UFOs among them. Graff simplifies and excludes of necessity, but what he includes is very good, and he proves remarkably evenhanded in his treatment of ambiguous evidence.

Caveats

That said, UFO does have flaws.

The first I’d point out is a matter of emphasis. Given that Graff’s focus on the noteworthy “unexplained” cases from the early Air Force investigations, it is easy to miss that the overwhelming majority of UFO reports were and are “explained”: misidentifications, panics, and fakes. The noise-to-signal ratio is lopsidedly noise. This fact is present in UFO, between the lines—the wearying quality of UFO investigation, at least for a sincere, scientific mind, comes through clearly—but could have used closer attention.

Second, UFO has numerous puzzling footnotes, many of which have little to do with the passage they annotate. Others seem to be there to take potshots at figures like J Edgar Hoover or to work in information Graff presumably turned up for his previous book on Watergate. Most of them could be cut.

A third flaw is thematic. Graff makes much of the openness of non-Western religions and Mormons like Harry Reid to life on “other worlds.” He implies more than once that scientific resistance to extraterrestrial life stems, directly or indirectly, from Christianity, which in his telling limits intelligent life to earth and would be threatened by its existence elsewhere. This is a myth reinforced by the pronouncements of the irreligious. Here, contra that idea, are the evangelical Michael Heiser and Catholic Jimmy Akin on actual Christian approaches to life on other planets. This is a minor point but an annoying one.

The fourth flaw has more to do with the subject itself. As UFO folklore spread and evolved it grew enormous. A survey like this must be selective, and Graff mostly selects well. But the later chapters, covering the 1980s to the present, felt rushed compared to the earlier sections, and it is here that there is some merit to accusations that Graff has omitted crucial material. The most obvious example is Bob Lazar, a man I take to be a fraud but whose testimony has had a death grip on UFO enthusiasts for decades. He is not even mentioned. Given Lazar’s purported background at Area 51, this material is firmly within the book’s subject area and could have been useful in conveying how the phenomenon has evolved in the recent past, especially considering how often he comes up in UFO discussions now. Again, not everything can—or should—make it into a book like this, but bringing in Lazar and emphasizing the increasing influence of Erich von Däniken’s ancient astronauts theories, among other recent aspects of the movement, could have strengthened the later passages of the narrative.

The final flaw with UFO is something I rarely bring up, but that is presentation. UFO has the most typos, misspellings, and syntactical mistakes of any professionally published book I’ve ever read. Every chapter has multiple errors. I don’t take this to be Graff’s fault, but it’s so pervasive it’s worth mentioning. If Graff ever produces a second edition, I hope the publisher will take more care over this.

Conclusion

Even with those quibbles in mind, UFO is a timely, useful, and enjoyable book, covering a vast amount of material from numerous perspectives. With new if inconsequential UFO revelations every year and more and more rampant speculation, especially in the podcasting world, where the last eighty years of material can frantically crossbreed newer and more powerful conspiracy theories, having a survey view of how this all began should prove helpful to anyone interested in the topic. UFO may not cover everything, but it offers a detailed and nuanced look at the people and events that gave rise to our present obsessions with the little green men.

* “Greys,” for example, which come into the mythology relatively late with later versions of Betty and Barney Hill’s story before being heavily popularized by Whitley Strieber (whom Graff writes about) in the 1980s, are often inserted into modern visual interpretations of earlier incidents like the Eagle River “pancakes from outer space” incident (which Graff does not include), in which a Wisconsin farmer encountered the occupants of a UFO and afterward described them in entirely humanoid terms. Later depictions frequently substitute greys for what he described.

** As I have theorized here recently, UFOs and aliens offer the thrill of the gothic within non-threatening materialistic modern parameters.